[转贴] Alibaba Dealings With Chinese Regulator Draw SEC Interest

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Alibaba Dealings With Chinese Regulator Draw SEC Interest
Request Comes After Company Didn’t Disclose Interactions With Agency

Chinese e-commerce company Alibaba Group Holding Ltd. said it received a letter from the Securities and Exchange Commission requesting more information about its interactions with a Chinese regulator about alleged sales of fake goods.

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BABA:
Another bigger lock-up at Alibaba comes off 181 days after the IPO date, or March 18, 2015. That’s when 429 million shares are available for sale in the public market, which is more than the 320 million shares the company sold in the IPO and about 17% of the shares outstanding.

But the biggest lock-up expiration date comes 366 days after the IPO, or Sept. 20, 2015, when 1.6 billion shares are allowed to be sold. That is 64% of the shares outstanding.

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